Ping An's former compliance head loses 'responsible officer' status

August 13, 2015 11:07 AM

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HONG KONG Aug 13 The Hong Kong Securities and Futures Appeals Tribunal upheld a decision to revoke the "responsible officer" status of Ping An Insurance Group's former head of compliance on Thursday.

Miranda Sham Sze Wai was "involved in serious internal control deficiencies at Ping An of China Securities (Hong Kong) Company Ltd" between Aug. 2010 and April 2011, the appeals tribunal said in a statement.

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